AAFM Board Certified Financial Analyst Designate and Financial Planner Association Chartered Certification & Financial Planning College & Training Worldwide
AAFM NASD™ Disclosure
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AAFM is delighted to provide these links to AAFM designations that have been listed on the NASD Website | |
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| NASD Corporate Information | ||
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| Under federal law, virtually every securities firm doing business with the US public is a member of NASD. Roughly 5,200 brokerage firms, over 96,000 branch offices and more than 664,000 registered securities representatives come under our jurisdiction. NASD registers member firms, writes rules to govern their behavior, examines them for compliance and disciplines those that fail to comply. We provide education to industry professionals and investors. We also operate the largest securities dispute resolution forum—with arbitration and mediation programs—in the world. | ||